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Mon, 12 Nov 2007 20:48:12 -0600
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Ancient Supplication. By F.S. NAIDEN. Oxford and New York: Oxford 
University Press, 2006. Pp. xiv + 426. Cloth, $74.00. ISBN 0–19–518341–X.

Order this text for $74.00 from Amazon.com using this link and benefit
CAMWS and the Classical Journal:

http://www.amazon.com/exec/obidos/redirect-home/classjourn-20

This is the first book to examine all the sources concerning supplication
in classical antiquity, both Greek and Roman (with occasional reference to
Hebrew and other Near Eastern traditions), from Homer down through the
Roman empire (with a brief coda on Christian attitudes). On the basis of a
thorough review of the evidence, informed by a mastery of the primary and
secondary literature, Naiden (N.) proposes a four-step model of the
supplication process, and with it a new interpretation of how supplication
works. In brief, N. rejects the prevailing view, according to which the
supplicandus is bound to accept a suppliant’s plea if it is made in the
proper ritual fashion, failure to do so being a violation of customary
norms (the position, roughly, of John Gould). On the contrary, N. argues
that the supplicandus is always free to accept or reject the request, and
this decision constitutes the essential fourth stage of the process. N.
denies too that successful supplication necessarily means that the
supplicant is accepted into the community of the supplicandus (the
hypothesis of Walter Burkert). What is more, he argues that there is no
necessary contradiction between supplication as a practice and its legal
regulation: for the norms that govern a suppliant’s approach to the
supplicandus (or to an altar or other stand-in), the gestures and verbal
appeals the suppliant may make, and the suppliant’s petition and
accompanying arguments—these being the first three steps of the
supplication process—along with, finally, the supplicandus’ evaluation of
the plea and decision whether or not to honor it, may all be subject to
legal formalization without eo ipso compromising the nature of the
transaction as a supplication.

N. is right, in my view, and his book, which is a major scholarly
achievement, will now be the standard study of supplication in classical
antiquity. Take supplicatory gestures (step 2): based on a careful
tabulation of a huge number of examples, drawn from literary texts,
inscriptions and images, N. reports that clasping the knees occurs in only
a quarter of the personal supplications described by Herodotus, Thucydides
and Diodorus Siculus (p. 45), although literary descriptions tend to dwell
on this act (p. 46). Roman sources, in turn, rarely mention knee-clasping,
and in supplications to Romans “only foreign suppliants kneel” (p. 50).
Words may replace gestures, when the occasion requires: Odysseus could not
very well clasp the knees of Nausicaa when he stood naked before her, but
he is nevertheless supplicating. In addition, suppliants normally attempt
to bolster their case with reasons; as N. writes: “Of all parts of an act
of supplication, arguments best rebut the view that supplication is a
ritual of contact” (p. 78). Just as merit is essential to the Greek emotion
of pity, so too suppliants must show that they merit consideration; hence,
in Greek supplications, the suppliant always protests innocence. Arguments
may appeal to reciprocity, threats, kinship ties, fairness or pity, this
last a recourse more common among women and children than adult males.

Once the merits of a case have been presented, whether implicitly or
explicitly, the supplicandus must respond (step 4). If the request is
granted, according to N., “the two of them enter into a lasting tie” (p.
105; cf. p. 129). Here I must register a disagreement. As N. shows, the
“tie” is simply the obligation to live up to the supplicandus’ pledge to
the suppliant: to spare her or his life, for example. This may be done at
once, and the suppliant sent packing (pp. 119–22); there is no
incorporation into the group, whether as xenos or philos, and no bond
arises. Of course, a suppliant may petition for citizenship, or for
long-term protection; if the request is granted, a tie is established. But
this consequence has nothing to do with the nature of supplication itself.
I fear the notion of a bond between suppliant and consenting supplicandus
is a holdover from Burkert’s view. But the important point is that
rejection of a petition is perfectly ordinary, irrespective of contact
between the parties. Acceptance or rejection, in turn, is not arbitrary,
but involves reasons, stated or not (the most common reason for rejection
is that the petitioner is in the wrong). Thus, rejection is virtually never
punished (p. 146), as one might have expected if it were considered a
violation of ritual obligation.

N. next shows how legal regulations interacted with traditional practices
of supplication, devoting one chapter to Greece, a second to Rome. Here he
examines, among other questions, the function of magistrates and the
courts, and the rules for supplication at shrines (whether under the
control of particular cities or international—again, expulsion of the
suppliant was by no means uncommon). N. points to fundamental differences
between Greek and Roman practices, identifying three principal Roman
“innovations—the imperium of the magistrate, mercy, and the provision of
rights” (p. 220). Roman magistrates, whether in a civilian or military
capacity, had powers that enabled them to decide independently whether to
accept a suppliant’s appeal, whereas Greek magistrates had no comparable
authority: the Athenian strategoi, for example, had no right to punish, and
hence to spare, a soldier, as a Roman general could (p. 225). By “mercy,”
N. renders clementia, and he argues that “[t]he Romans differed from the
Greeks in allowing a suppliant to admit his own guilt and ask for mercy”
(p. 240). Clementia, according to N., was an option for the Roman
supplicandus in addition to granting pardon (dare veniam, ignoscere) or
sparing (parcere) a suppliant: “The difference between clementia and pity
is ethical. Clementia is for the pardonable suppliant, pity for the
deserving one” (p. 243). This is not entirely accurate. Clementia differs
fundamentally from pity in that pity is an emotion (you feel it), whereas
clementia is a character trait (you possess it). Thus, clementia came to be
identified as one of the main virtues of the emperor, and was never seen as
a sign of condescension (contra N., p. 247), though pity might be. In
Greek, the analogous trait to clementia is philanthrôpia or epieikeia
(Aristotle gives the latter a peculiar sense in the Nicomachean Ethics,
tangential to its ordinary use). If it is true, as N. affirms, that Greek
suppliants never admit wrongdoing or appeal to the kindness of the
supplicandus, epieikeia is nevertheless associated by Diodorus Siculus with
a disposition to pardon (sungnômê, 13.24). But perhaps Diodorus was
influenced by the Roman ideal of clementia, which was much in the air at
the time he was writing. Finally, N. shows how certain Roman legal
institutions, such as appelatio and provocatio, were in the process of
developing into a conception of rights “that made supplication unnecessary”
(p. 289).

I have given only the barest outline of N.’s argument. N. writes clearly
and has a refined feeling for genre and literary context. Occasionally I
differ with him; for example, when Agamemnon advises Menelaus to kill the
suppliant Adrastus (Iliad 6.55–60), Homer’s approval may be less a way “to
endorse the climax of the plot of the Odyssey” (p. 143) and so to unify the
two epics, than a nod to Agamemnon’s pain at the wounding of his brother by
Pandarus. But this is to quibble. This is a first-rate book, and
indispensable to anyone interested in ancient supplication.

DAVID KONSTAN
Brown University


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